Form Type: 4

SEC EDGAR Link
Accession Number:0001441816-20-000007
Date:2020-01-02
Issuer: MONGODB, INC. (MDB)
Original Submission Date:

Reporting Person:

ITTYCHERIA DEV
C/O MONGODB, INC.
1633 BROADWAY, 38TH FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-01-02 C 23,000 a $0.00 206,845 direct
CLASS A COMMON STOCK 2020-01-02 S 200 d $126.60 206,645 direct
CLASS A COMMON STOCK 2020-01-02 S 600 d $127.67 206,045 direct
CLASS A COMMON STOCK 2020-01-02 S 200 d $128.71 205,845 direct
CLASS A COMMON STOCK 2020-01-02 S 941 d $130.23 204,904 direct
CLASS A COMMON STOCK 2020-01-02 S 2,263 d $131.39 202,641 direct
CLASS A COMMON STOCK 2020-01-02 S 5,500 d $132.60 197,141 direct
CLASS A COMMON STOCK 2020-01-02 S 8,811 d $133.58 188,330 direct
CLASS A COMMON STOCK 2020-01-02 S 4,485 d $134.26 183,845 direct
CLASS A COMMON STOCK 2020-01-02 S 4,447 d $130.18 179,398 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 6.5 2020-01-02 deemed execution date M 23,000 (d) 2024-09-12 class b common stock 23,000 $6.50 1,219,181 direct
CLASS B COMMON STOCK 0.0 2020-01-02 deemed execution date M 23,000 (a) class a common stock 23,000 $0.00 38,964 direct
CLASS B COMMON STOCK 0.0 2020-01-02 deemed execution date C 23,000 (d) class a common stock 23,000 $0.00 15,964 direct
Footnotes
IDfootnote
f1 each share of class b common stock is convertible at any time at the option of the reporting person into one share of class a common stock and has no expiration date. the class b common stock will convert automatically into class a common stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "permitted transfers" as defined in the issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of class b common stock represent less than 10% of the aggregate number of shares of the issuer's capital stock outstanding.
f2 the transactions were pursuant to a rule 10b5-1 trading plan adopted by the reporting person.
f3 the price reported is a weighted average price. the shares were sold in multiple transactions at prices ranging from $127.64 to $127.70, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f4 the price reported is a weighted average price. the shares were sold in multiple transactions at prices ranging from $128.70 to $128.71, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f5 the price reported is a weighted average price. the shares were sold in multiple transactions at prices ranging from $129.80 to $130.71, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f6 the price reported is a weighted average price. the shares were sold in multiple transactions at prices ranging from $130.96 to $131.79, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f7 the price reported is a weighted average price. the shares were sold in multiple transactions at prices ranging from $132.03 to $132.99, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f8 the price reported is a weighted average price. the shares were sold in multiple transactions at prices ranging from $133.03 to $134.00, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f9 the price reported is a weighted average price. the shares were sold in multiple transactions at prices ranging from $134.04 to $134.67, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f10 the transaction reported represents the sale of shares of class a common stock to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. this sale is a non-discretionary "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
f11 the price reported is a weighted average price. the shares were sold in multiple transactions at prices ranging from $129.74 to $130.18, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f12 immediately exercisable and fully vested.
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