Form Type: 4

SEC EDGAR Link
Accession Number:0000766829-20-000020
Date:2020-01-02
Issuer: SJW GROUP (SJW)
Original Submission Date:

Reporting Person:

GERE ANDREW
110 W TAYLOR STREET
SAN JOSE, CA 95110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-09 G 400 d $0.00 17,947 direct
COMMON STOCK 2019-12-09 G 400 a $0.00 400 indirect
COMMON STOCK 2019-12-09 G 100 d $0.00 17,847 direct
COMMON STOCK 2019-12-09 G 100 a $0.00 100 indirect
COMMON STOCK 2020-01-02 A 1,508 a $0.00 19,355 direct
COMMON STOCK 2020-01-02 F 373 d $69.63 18,982 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represent transfer of shares by gift from the reporting person to his children under the uniform transfer to minors act (utma).
f2 represents 15,153 shares of the issuer's common stock and 2,794 shares of the issuer's common stock underlying restricted stock units ("rsus") that will vest and become issuable in accordance with their terms.
f3 represents 15,053 shares of the issuer's common stock and 2,794 shares of the issuer's common stock underlying rsus that will vest and become issuable in accordance with their terms.
f4 represents 1,508 shares of the common stock underlying rsus granted to the reporting person under the issuer's long-term incentive plan. each rsu entitles the reporting person to receive one share of common stock upon vesting of the rsu. the rsus will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.
f5 represents 15,053 shares of the issuer's common stock and 4,302 shares of the issuer's common stock underlying rsus that will vest and become issuable in accordance with their terms.
f6 represents 373 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on january 2, 2020 pursuant to the terms of the january 2, 2018 and january 2, 2019 restricted stock unit issuance agreements between the reporting person and the issuer. the issuable shares were previously reported as table i securities at the time the restricted stock units were granted and accordingly the issuance of those shares is not a reportable transaction on this form 4.
f7 represents 15,595 shares of the issuer's common stock and 3,387 shares of the issuer's common stock underlying rsus that will vest and become issuable in accordance with their terms.
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