Form Type: 4

SEC EDGAR Link
Accession Number:0000921895-20-000058
Date:2020-01-03
Issuer: ADVANCE AUTO PARTS INC (AAP)
Original Submission Date:

Reporting Person:

SMITH JEFFREY C
777 THIRD AVENUE, 18TH FLOOR
NEW YORK, NY 10017

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $0.0001 PAR VALUE 2020-01-03 A 3 a $159.42 8,029 direct
COMMON STOCK, $0.0001 PAR VALUE 2020-01-03 0 $0.00 1,160,354 indirect f2
COMMON STOCK, $0.0001 PAR VALUE 2020-01-03 0 $0.00 141,771 indirect f3
COMMON STOCK, $0.0001 PAR VALUE 2020-01-03 0 $0.00 81,778 indirect f4
COMMON STOCK, $0.0001 PAR VALUE 2020-01-03 0 $0.00 508,476 indirect f5
COMMON STOCK, $0.0001 PAR VALUE 2020-01-03 0 $0.00 281,794 indirect f6
COMMON STOCK, $0.0001 PAR VALUE 2020-01-03 0 $0.00 186,206 indirect f7
COMMON STOCK, $0.0001 PAR VALUE 2020-01-03 0 $0.00 61,071 indirect f8
COMMON STOCK, $0.0001 PAR VALUE 2020-01-03 0 $0.00 151,947 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the advance auto parts, inc. deferred stock unit plan for non-employee directors and selected executives.
f2 securities owned directly by starboard value and opportunity master fund ltd ("starboard v&o fund"). the reporting person, solely by virtue of his position as a member of the management committee of starboard value gp llc ("starboard value gp"), the general partner of the investment manager of starboard v&o fund, and as a member and member of the management committee of starboard principal co gp llc ("principal gp"), the general partner of the member of starboard value gp, may be deemed to beneficially own the securities directly held by starboard v&o fund for purposes of section 16 of the securities exchange act of 1934, as amended ("section 16"). the reporting person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
f3 securities owned directly by starboard value and opportunity s llc ("starboard s llc"). the reporting person, solely by virtue of his position as a member of the management committee of starboard value gp, the general partner of the manager of starboard s llc, and as a member and member of the management committee of principal gp, the general partner of the member of starboard value gp, may be deemed to beneficially own the securities directly held by starboard s llc for purposes of section 16. the reporting person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
f4 securities owned directly by starboard value and opportunity c lp ("starboard c lp"). the reporting person, solely by virtue of his position as a member of the management committee of starboard value gp, the general partner of the investment manager of starboard c lp, and as a member and member of the management committee of principal gp, the general partner of the member of starboard value gp, may be deemed to beneficially own the securities directly held by starboard c lp for purposes of section 16. the reporting person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
f5 securities owned directly by starboard leaders india llc ("starboard india llc"). the reporting person, solely by virtue of his position as a member of the management committee of starboard value gp, the general partner of the investment manager of starboard india llc, and as a member and member of the management committee of principal gp, the general partner of the member of starboard value gp, may be deemed to beneficially own the securities directly held by starboard india llc for purposes of section 16. the reporting person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
f6 securities owned directly by starboard t fund lp ("starboard t lp"). the reporting person, solely by virtue of his position as a member of the management committee of starboard value gp, the general partner of the investment manager of starboard t lp, and as a member and member of the management committee of principal gp, the general partner of the member of starboard value gp, may be deemed to beneficially own the securities directly held by starboard t lp for purposes of section 16. the reporting person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
f7 securities owned directly by starboard leaders select i lp ("starboard leaders select i"). the reporting person, solely by virtue of his position as a member of the management committee of starboard value gp, the general partner of the investment manager of starboard leaders select i, and as a member and member of the management committee of principal gp, the general partner of the member of starboard value gp, may be deemed to beneficially own the securities directly held by starboard leaders select i for purposes of section 16. the reporting person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
f8 securities owned directly by starboard value and opportunity master fund l lp ("starboard l lp"). the reporting person, solely by virtue of his position as a member of the management committee of starboard value gp, the general partner of the investment manager of starboard l lp, and as a member and member of the management committee of principal gp, the general partner of the member of starboard value gp, may be deemed to beneficially own the securities directly held by starboard l lp for purposes of section 16. the reporting person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
f9 securities held in an account managed by starboard value lp (the "managed account"). the reporting person, solely by virtue of his position as a member of the management committee of starboard value gp, the general partner of starboard value lp, and as a member and member of the management committee of principal gp, the general partner of the member of starboard value gp, may be deemed to beneficially own the securities held in the managed account for purposes of section 16. the reporting person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
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