Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-002511
Date:2020-01-06
Issuer: TRADE DESK, INC. (TTD)
Original Submission Date:

Reporting Person:

STEMPECK BRIAN JOHN
C/O THE TRADE DESK, INC.
42 NORTH CHESTNUT STREET VENTURA, CA 93001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-01-06 M 3,122 a $48.00 38,504 direct
CLASS A COMMON STOCK 2020-01-06 S 200 d $266.44 38,304 direct
CLASS A COMMON STOCK 2020-01-06 S 200 d $271.21 38,104 direct
CLASS A COMMON STOCK 2020-01-06 S 100 d $271.98 38,004 direct
CLASS A COMMON STOCK 2020-01-06 S 100 d $273.18 37,904 direct
CLASS A COMMON STOCK 2020-01-06 S 600 d $275.03 37,304 direct
CLASS A COMMON STOCK 2020-01-06 S 1,000 d $276.16 36,304 direct
CLASS A COMMON STOCK 2020-01-06 S 922 d $277.17 35,382 direct
CLASS A COMMON STOCK 2020-01-06 M 2,716 a $142.45 38,098 direct
CLASS A COMMON STOCK 2020-01-06 S 1,621 d $278.00 36,477 direct
CLASS A COMMON STOCK 2020-01-06 S 995 d $278.87 35,482 direct
CLASS A COMMON STOCK 2020-01-06 S 100 d $279.93 35,382 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS A COMMON STOCK 48.0 2020-01-06 deemed execution date M 3,122 (d) 2027-12-01 class a common stock 3,122 $48.00 21,887 direct
CLASS A COMMON STOCK 142.45 2020-01-06 deemed execution date M 2,716 (d) 2028-12-01 class a common stock 2,716 $142.45 14,819 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with rule 10b5-1 of the securities exchange act of 1934, as amended.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $266.01 to $266.87, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $270.88 to $271.53, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $274.57 to $275.54, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $275.69 to $276.68, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $276.80 to $277.49, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $277.49 to $278.44, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $278.50 to $279.33, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f9 the option was granted on december 1, 2017, the vesting commencement date ("vcd"). one forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the vcd, subject to continued employment with the issuer through the applicable vesting dates.
f10 the option was granted on december 1, 2018, the vcd. one forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the vcd, subject to continued employment with the issuer through the applicable vesting dates.
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