Accession Number: | 0001140361-20-000529 |
Date: | 2020-01-06 |
Issuer: | PHOTRONICS INC (PLAB) |
Original Submission Date: |
PROGLER CHRISTOPHER J
15 SECOR RD.
BROOKFIELD, CT 06804
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-01-06 | M | 6,592 | a | $6.71 | 140,325 | direct | ||
COMMON STOCK | 2020-01-06 | S | 6,592 | d | $14.95 | 133,733 | direct | ||
COMMON STOCK | 2020-01-06 | M | 820 | a | $6.32 | 134,553 | direct | ||
COMMON STOCK | 2020-01-06 | S | 820 | d | $14.95 | 133,733 | direct | ||
COMMON STOCK | 2020-01-06 | S | 5,000 | d | $14.95 | 128,733 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS (RIGHT TO BUY) | 6.71 | 2020-01-06 | deemed execution date | M | 6,592 (d) | 2014-12-10 | 2020-12-10 | common stock 6,592 | $6.71 | 0 | direct | |
NON-QUALIFIED STOCK OPTIONS (RIGHT TO BUY) | 6.32 | 2020-01-06 | deemed execution date | M | 820 (d) | 2015-12-09 | 2021-12-09 | common stock 820 | $6.32 | 0 | direct |
ID | footnote |
---|---|
f1 | net proceeds of sale to fund children's education and offset a tax liability from restricted stock vesting. |
f2 | the sale reported on this form 4 was effected pursuant to a 10b5-1 trading plan adopted by mr. progler. |
f3 | this transaction was executed in multiple trades. the price reported above reflects the weighted average sale price. the reporting person undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. |