Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-20-000529
Date:2020-01-06
Issuer: PHOTRONICS INC (PLAB)
Original Submission Date:

Reporting Person:

PROGLER CHRISTOPHER J
15 SECOR RD.
BROOKFIELD, CT 06804

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-06 M 6,592 a $6.71 140,325 direct
COMMON STOCK 2020-01-06 S 6,592 d $14.95 133,733 direct
COMMON STOCK 2020-01-06 M 820 a $6.32 134,553 direct
COMMON STOCK 2020-01-06 S 820 d $14.95 133,733 direct
COMMON STOCK 2020-01-06 S 5,000 d $14.95 128,733 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (RIGHT TO BUY) 6.71 2020-01-06 deemed execution date M 6,592 (d) 2014-12-10 2020-12-10 common stock 6,592 $6.71 0 direct
NON-QUALIFIED STOCK OPTIONS (RIGHT TO BUY) 6.32 2020-01-06 deemed execution date M 820 (d) 2015-12-09 2021-12-09 common stock 820 $6.32 0 direct
Footnotes
IDfootnote
f1 net proceeds of sale to fund children's education and offset a tax liability from restricted stock vesting.
f2 the sale reported on this form 4 was effected pursuant to a 10b5-1 trading plan adopted by mr. progler.
f3 this transaction was executed in multiple trades. the price reported above reflects the weighted average sale price. the reporting person undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
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