Form Type: 4

SEC EDGAR Link
Accession Number:0001246360-20-000147
Date:2020-01-07
Issuer: GATX CORP (GATX)
Original Submission Date:

Reporting Person:

ELLMAN THOMAS A.
233 S. WACKER DR.
CHICAGO, IL 60606

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-07 M 9,300 a $45.89 39,281 direct
COMMON STOCK 2020-01-07 F 6,517 d $81.37 32,764 direct
COMMON STOCK 401(K) 2020-01-07 0 $0.00 9,211 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK-SETTLED STOCK APPRECIATION RIGHT 45.891 2020-01-07 deemed execution date M 9,300 (d) 2014-01-24 2020-01-24 common stock 9,300 $45.89 0 direct
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