Form Type: 4

SEC EDGAR Link
Accession Number:0001371285-20-000018
Date:2020-01-08
Issuer: TRUPANION, INC. (TRUP)
Original Submission Date:

Reporting Person:

PLOUF TRICIA
C/O TRUPANION, INC.
6100 4TH AVENUE SOUTH, SUITE 200 SEATTLE, WA 98108

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-08 M 1,600 a $8.74 8,060 direct
COMMON STOCK 2020-01-08 S 1,600 d $37.07 6,460 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 8.74 2020-01-08 deemed execution date M 1,600 (d) 2024-09-26 common stock 1,600 $8.74 37,500 direct
Footnotes
IDfootnote
f1 the sale reported was effected pursuant to a rule 10b5-1 trading plan adopted by reporting person on august 12, 2019, in order to implement a plan of financial diversification. accordingly, the reporting person had no discretion with regard to the timing of the transaction.
f2 this stock option grant is fully vested.
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