Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-003138
Date:2020-01-09
Issuer: APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. (ARI)
Original Submission Date:

Reporting Person:

AGARWAL JAI
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-09 F 3,794 d $18.19 32,182 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("rsus") granted under the apollo commercial real estate finance, inc. 2009 equity incentive plan. each rsu represents the contingent right to receive one share of the issuer's common stock for each vested rsu. the rsus vest in installments in accordance with the terms of the applicable rsu award agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.
f2 reported amount includes 21,801 rsus.
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