Form Type: 4

SEC EDGAR Link
Accession Number:0001246360-20-000185
Date:2020-01-09
Issuer: CROWN HOLDINGS INC (CCK)
Original Submission Date:

Reporting Person:

SOURISSEAU DIDIER
770 TOWNSHIP LINE ROAD
YARDLEY, PA 19067

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON 2020-01-09 A 14,727 a $0.00 81,158 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person was granted 14,727 shares of deferred common stock under the 2013 stock-based compensation plan. 5,028 time-vested deferred shares vest over a three year period as follows: 1,676 time-vested deferred shares on january 11, 2021, january 10, 2022 and january 9, 2023, respectively. 4,671 performance-based deferred shares are targeted to vest on january 9, 2023 based on the company's total shareholder return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 4,671. 5,028 performance-based deferred shares are targeted to vest on january 9, 2023 based on the return on invested capital achieved by the company compared to the roic target, with the final number of performance-based vested shares varying from 0 to 200% of 5,028.
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