Form Type: 4

SEC EDGAR Link
Acccession Number:0001567619-20-000973
Date:2020-01-13
Issuer: ASTEC INDUSTRIES INC (ASTE)
Original Submission Date:

Reporting Person:

SCHWARZ JEFFREY M.
1725 SHEPHERD RD
CHATTANOOGA, TN 37421

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 0 $0.00 3,912 direct
COMMON STOCK 0 $0.00 850 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK 0.0 2020-01-13 deemed execution date A 43 (a) common stock 43 $0.00 946 direct
Footnotes
IDfootnote
f1 holdings are restricted stock units ("rsus") that convert to common stock on a one-for-one basis at a later date.
f2 reported transaction represents the purchase of astec common shares on the open market due to company's quarterly funding of the reporting person's serp account. phantom shares are held in a serp and are payable in cash following the reporting person's termination of employment from astec.

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