Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-20-000975
Date:2020-01-13
Issuer: ASTEC INDUSTRIES INC (ASTE)
Original Submission Date:

Reporting Person:

MERWE JACO VAN DER
1725 SHEPHERD RD
CHATTANOOGA, TN 37421

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 0 $0.00 6,878 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK 0.0 2020-01-13 deemed execution date A 55 (a) common stock 55 $0.00 703 direct
Footnotes
IDfootnote
f1 reported transaction represents the purchase of astec common shares on the open market due to company's quarterly funding of the reporting person's serp account. phantom shares are held in a serp and are payable in cash following the reporting person's termination of employment from astec.

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