Form Type: 4

SEC EDGAR Link
Accession Number:0001246360-20-000237
Date:2020-01-15
Issuer: CMS ENERGY CORP (CMS)
Original Submission Date:

Reporting Person:

RICH BRIAN F
ONE ENERGY PLAZA
JACKSON, MI 49201

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-15 A 12,752 a $0.00 74,077 f2 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 restricted stock granted by cms energy corporation ("cms") pursuant to cms' performance incentive stock plan and subject to a three-year "cliff" vesting schedule.
f2 the total holdings reflect an adjustment of 413 additional shares of common stock of cms energy corporation ("cms") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the cms stock purchase plan, and an adjustment of 358 additional shares of restricted stock purchased on behalf of the reporting person as a result of an automatic acquisition of restricted stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the cms performance incentive stock plan.
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