Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-001892
Date:2020-01-15
Issuer: FIRST MIDWEST BANCORP INC (FMBI)
Original Submission Date:

Reporting Person:

VAN ARSDELL STEPHEN C
8750 WEST BRYN MAWR AVENUE
SUITE 1300 CHICAGO, IL 60631

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNDER NQ DEFERRED COMP. PLAN 0.0 2020-01-15 deemed execution date A 720 (a) common stock 720 $0.00 7,945 direct
Footnotes
IDfootnote
f1 represents shares of phantom stock acquired pursuant to the first midwest bancorp, inc. deferred compensation plan for nonemployee directors (the "plan") as a result of the deferral of quarterly directors fees paid in cash to the participant. the shares of phantom stock represent shares of first midwest bancorp, inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the plan.
f2 between october 9, 2019 and january 7, 2020, the reporting person acquired 43.687 shares of first midwest bancorp, inc. common stock pursuant to the dividend reinvestment feature under the plan. the information in this report is based on a plan statement dated january 7, 2020.
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