Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-20-000793
Date:2020-01-15
Issuer: NORTHWEST PIPE CO (NWPX)
Original Submission Date:

Reporting Person:

WILKINS AARON
201 NE PARK PLAZA DRIVE
SUITE 100 VANCOUVER, WA 98684

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-01-15 M 283 a $0.00 4,664 direct
COMMON STOCK 2020-01-15 F 146 d $33.66 4,518 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK 0.0 2020-01-15 deemed execution date M 283 (d) common stock 283 $0.00 566 direct
PERFORMANCE SHARES 0.0 2020-01-15 deemed execution date 0 ( ) common stock $0.00 2,547 direct
Footnotes
IDfootnote
f1 represents shares acquired pursuant to vesting of restricted stock units.
f2 represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
f3 performance shares vest in an amount ranging from 0-150% to the extent such performance shares are earned. performance shares are earned based on northwest pipe company's total ebitda margin over the measurement period.
f4 performance shares vest in installments as follows: 2/3 march 31, 2020 and 1/3 march 31, 2021.
f5 each restricted stock unit represents a contingent right to receive one share of northwest pipe company common stock.
f6 the restricted stock units vest in installments as follows: 1/3 on january 15, 2020, 1/3 on january 15, 2021 and 1/3 on january 17, 2022.
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