Form Type: 4/A

SEC EDGAR Link
Accession Number:0001567619-20-001226
Date:2019-12-13
Issuer: LEE ENTERPRISES, INC (LEE ENT)
Original Submission Date:2019-12-13

Reporting Person:

MOWBRAY KEVIN
C/O LEE ENTERPRISES, INCORPORATED
4600 E. 53RD STREET DAVENPORT, IA 52807

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-12-13 A 200,000 a $0.00 868,853 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 2.57 2010-09-28 deemed execution date A 55,800 (a) 2011-09-28 2020-09-28 common stock 55,800 $2.57 55,800 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 1.13 2012-04-30 deemed execution date A 80,000 (a) 2013-04-30 2022-04-30 common stock 80,000 $1.13 80,000 direct
Footnotes
IDfootnote
f1 19,631 shares were omitted from the reporting person's original form 4 filed december 17, 2019, and these shares were also omitted from reporting person's form 4 filed december 16, 2019. this amendment corrects the error.
f2 these securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.
WhaleWisdom Logo

Elevate your investments