Accession Number: | 0001562180-20-000426 |
Date: | 2020-01-15 |
Issuer: | SI-BONE, INC. (SIBN) |
Original Submission Date: |
RECKLING W CARLTON
C/O SI-BONE, INC.
471 EL CAMINO REAL, SUITE 101
SANTA CLARA, CA 95050
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-01-15 | M | 5,000 | a | $3.96 | 49,170 | direct | ||
COMMON STOCK | 2020-01-15 | S | 5,000 | d | $21.22 | 44,170 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 3.96 | 2020-01-15 | deemed execution date | M | 5,000 (d) | 2023-03-18 | common stock 5,000 | $3.96 | 20,554 | direct |
ID | footnote |
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f1 | the sale reported on this form 4 was effected pursuant to a 10b5-1 trading plan. |
f2 | the price reported in column 4 is a weighted-average price. the shares were sold in multiple transactions ranging from $21.00 to $21.57, inclusive. |
f3 | includes 40,080 shares issuable on settlement of restricted stock units granted to the reporting person. each restricted stock unit represents a contingent right to receive on shares of the issuer's common stock. |
f4 | the shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to reporting person's continued service through each relevant vesting date. |