Accession Number: | 0001209191-20-004197 |
Date: | 2020-01-17 |
Issuer: | WORTHINGTON INDUSTRIES INC (WOR) |
Original Submission Date: |
HAYEK JOSEPH B
200 OLD WILSON BRIDGE ROAD
COLUMBUS, OH 43085
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2020-01-17 | 0 | $0.00 | 118,315 | direct | ||||
COMMON SHARES | 2020-01-17 | 0 | $0.00 | 2,000 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PHANTOM STOCK UNDER DEFERRED COMPENSATION PLAN | 0.0 | 2020-01-17 | deemed execution date | A | 2 (a) | common shares 2 | $0.00 | 1,094 | direct |
ID | footnote |
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f1 | the account under the 2005 nq plan tracks common shares on a one-for-one basis. |
f2 | prior to october 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. |
f3 | the worthington industries, inc. amended and restated 2005 deferred compensation plan, as amended (the "plan"), that effective october 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the plan until distribution from the plan. distributions are made only in common shares of the company and generally commence upon leaving the company. |
f4 | the amount reported represents an additional unfunded theoretical common shares (i.e., phantom stock) credited pursuant to the dividend reinvestment feature of the worthington industries, inc.'s deferred compensation plans. |