Accession Number: | 0001235468-20-000040 |
Date: | 2020-02-03 |
Issuer: | LIQUIDITY SERVICES INC (LQDT) |
Original Submission Date: |
MATEUS-TIQUE JAIME
C/O LIQUIDITY SERVICES, INC.
6931 ARLINGTON ROAD, SUITE 200
BETHESDA, MD 20814
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-02-03 | J | 11,176 | a | $0.00 | 99,244 | direct | ||
COMMON STOCK | 2020-02-03 | 0 | $0.00 | 468,262 | indirect | ||||
COMMON STOCK | 2020-02-03 | 0 | $0.00 | 163,208 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK GRANT | 0.0 | 2020-02-03 | deemed execution date | J | 11,176 (d) | 2020-02-01 | common stock 11,176 | $0.00 | 0 | direct | ||
RESTRICTED STOCK GRANT | 0.0 | 2020-02-03 | deemed execution date | A | 18,797 (a) | common stock 18,797 | $0.00 | 18,797 | direct | |||
EMPLOYEE STOCK OPTION | 6.29 | 2020-02-03 | deemed execution date | 0 ( ) | 2026-02-01 | common stock 79,082 | $6.29 | 79,082 | direct | |||
EMPLOYEE STOCK OPTION | 21.53 | 2020-02-03 | deemed execution date | 0 ( ) | 2024-02-01 | common stock 20,061 | $21.53 | 20,061 | direct | |||
EMPLOYEE STOCK OPTION | 40.11 | 2020-02-03 | deemed execution date | 0 ( ) | 2023-02-01 | common stock 5,954 | $40.11 | 5,954 | direct | |||
EMPLOYEE STOCK OPTION | 42.31 | 2020-02-03 | deemed execution date | 0 ( ) | 2022-02-01 | common stock 5,328 | $42.31 | 5,328 | direct | |||
EMPLOYEE STOCK OPTION | 14.3 | 2020-02-03 | deemed execution date | 0 ( ) | 2021-02-01 | common stock 15,012 | $14.30 | 15,012 | direct | |||
EMPLOYEE STOCK OPTION | 11.77 | 2020-02-03 | deemed execution date | 0 ( ) | 2020-02-01 | common stock 18,612 | $11.77 | 0 | direct |
ID | footnote |
---|---|
f1 | represents the vesting of restricted stock. |
f2 | each restricted stock unit is the economic equivalent of one share of liquidity services, inc. common stock. |
f3 | these restricted shares became fully vested on february 1, 2020. |
f4 | each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. |
f5 | these options became fully vested on february 1, 2017. |
f6 | these options became fully vested on february 1, 2015. |
f7 | these options became fully vested on february 1, 2014. |
f8 | these options became fully vested on february 1, 2013. |
f9 | these options became fully vested on february 1, 2012. |
f10 | these options became fully vested on february 1, 2020. |
f11 | these restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on february 1, 2021. |