Form Type: 4

SEC EDGAR Link
Accession Number:0001235468-20-000040
Date:2020-02-03
Issuer: LIQUIDITY SERVICES INC (LQDT)
Original Submission Date:

Reporting Person:

MATEUS-TIQUE JAIME
C/O LIQUIDITY SERVICES, INC.
6931 ARLINGTON ROAD, SUITE 200 BETHESDA, MD 20814

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-03 J 11,176 a $0.00 99,244 direct
COMMON STOCK 2020-02-03 0 $0.00 468,262 indirect
COMMON STOCK 2020-02-03 0 $0.00 163,208 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK GRANT 0.0 2020-02-03 deemed execution date J 11,176 (d) 2020-02-01 common stock 11,176 $0.00 0 direct
RESTRICTED STOCK GRANT 0.0 2020-02-03 deemed execution date A 18,797 (a) common stock 18,797 $0.00 18,797 direct
EMPLOYEE STOCK OPTION 6.29 2020-02-03 deemed execution date 0 ( ) 2026-02-01 common stock 79,082 $6.29 79,082 direct
EMPLOYEE STOCK OPTION 21.53 2020-02-03 deemed execution date 0 ( ) 2024-02-01 common stock 20,061 $21.53 20,061 direct
EMPLOYEE STOCK OPTION 40.11 2020-02-03 deemed execution date 0 ( ) 2023-02-01 common stock 5,954 $40.11 5,954 direct
EMPLOYEE STOCK OPTION 42.31 2020-02-03 deemed execution date 0 ( ) 2022-02-01 common stock 5,328 $42.31 5,328 direct
EMPLOYEE STOCK OPTION 14.3 2020-02-03 deemed execution date 0 ( ) 2021-02-01 common stock 15,012 $14.30 15,012 direct
EMPLOYEE STOCK OPTION 11.77 2020-02-03 deemed execution date 0 ( ) 2020-02-01 common stock 18,612 $11.77 0 direct
Footnotes
IDfootnote
f1 represents the vesting of restricted stock.
f2 each restricted stock unit is the economic equivalent of one share of liquidity services, inc. common stock.
f3 these restricted shares became fully vested on february 1, 2020.
f4 each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
f5 these options became fully vested on february 1, 2017.
f6 these options became fully vested on february 1, 2015.
f7 these options became fully vested on february 1, 2014.
f8 these options became fully vested on february 1, 2013.
f9 these options became fully vested on february 1, 2012.
f10 these options became fully vested on february 1, 2020.
f11 these restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on february 1, 2021.
WhaleWisdom Logo

Elevate your investments