Form Type: 4

SEC EDGAR Link
Accession Number:0001575558-20-000002
Date:2020-02-07
Issuer: TALLGRASS ENERGY, LP (TGE)
Original Submission Date:

Reporting Person:

BRAUCHLE GARY J
4200 W. 115TH STREET, SUITE 350
LEAWOOD, KS 66211

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A SHARES 2020-02-07 F 6,992 d $22.31 116,258 direct
CLASS A SHARES 2020-02-07 0 $0.00 145,176 indirect
CLASS B SHARES 2020-02-07 0 $0.00 545,909 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
UNITS IN TALLGRASS EQUITY, LLC 0.0 deemed execution date 0 ( ) class a shares 545,909 $0.00 545,909 indirect see footnote
Footnotes
IDfootnote
f1 23,250 equity participation shares ("epss") held by the reporting person previously vested on january 31, 2019. in connection with the issuance of the class a shares on february 7, 2020 as a result of such vesting, 6,992 class a shares were withheld to satisfy his tax withholding obligations pursuant to the terms of the award agreement governing the epss. this is not an open market sale of securities.
f2 the reporting person indirectly owns the class a shares, class b shares of the issuer ("class b shares") and the units representing limited liability company interests ("units") in tallgrass equity, llc ("tallgrass equity") reported herein under trust agreement dated april 10, 2014, for which the reporting person serves as trustee. the reporting person disclaims beneficial ownership of the class a shares, class b shares and units reported herein except to the extent of his pecuniary interest therein.
f3 pursuant to the second amended and restated agreement of limited partnership of the issuer dated july 2, 2018 and the second amended and restated limited liability company agreement of tallgrass equity dated may 12, 2015, the reporting person has a right, from time to time, at his sole election, to immediately exchange his class b shares and an equivalent number of units for a like number of class a shares. as a result, all class b shares and units owned by the reporting person, may be deemed to constitute class a shares beneficially owned by him.
f4 the units, collectively with the class b shares, constitute derivative securities as described herein.
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