Accession Number: | 0001127602-20-004868 |
Date: | 2020-02-10 |
Issuer: | POLYONE CORP (POL) |
Original Submission Date: |
MIDEA M. JOHN JR.
POLYONE CENTER
33587 WALKER ROAD
AVON LAKE, OH 44012
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-02-10 | deemed execution date | A | 5,950 (a) | 2023-02-10 | 2023-02-10 | common stock 5,950 | $0.00 | 5,950 | direct | |
STOCK APPRECIATION RIGHTS | 31.48 | 2020-02-10 | deemed execution date | A | 18,550 (a) | 2030-02-10 | common stock 18,550 | $31.48 | 18,550 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit represents a contingent right to receive one share of polyone common stock. |
f2 | sars become exercisable and vest only upon the achievement of both price and time requirements. to vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.48 per share and no more than one-third of the grant can vest per year during the first three years. |