Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-004871
Date:2020-02-10
Issuer: POLYONE CORP (POL)
Original Submission Date:

Reporting Person:

GARRATT MICHAEL A
POLYONE CENTER
33587 WALKER ROAD AVON LAKE, OH 44012

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-02-10 deemed execution date A 6,300 (a) 2023-02-10 2023-02-10 common stock 6,300 $0.00 6,300 direct
STOCK APPRECIATION RIGHTS 31.48 2020-02-10 deemed execution date A 19,650 (a) 2030-02-10 common stock 19,650 $31.48 19,650 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of polyone common stock.
f2 sars become exercisable and vest only upon the achievement of both price and time requirements. to vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.48 per share and no more than one-third of the grant can vest per year during the first three years.
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