Form Type: 4

SEC EDGAR Link
Accession Number:0001028918-20-000038
Date:2020-02-11
Issuer: PACIFIC PREMIER BANCORP INC (PPBI)
Original Submission Date:

Reporting Person:

JONES JEFF C
17901 VON KARMAN AVE SUITE 1200
IRVINE, CA 92614

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
PPBI COMMON STOCK 2020-02-11 M 1,000 a $6.30 124,978 direct
PPBI COMMON STOCK 2020-02-12 M 2,500 a $7.87 127,478 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS ON PPBI COMMON STOCK 6.3 2020-02-11 deemed execution date M 1,000 (d) 2021-01-05 ppbi common stock 1,000 $6.30 0 direct
OPTIONS ON PPBI COMMON STOCK 7.87 2020-02-12 deemed execution date M 2,500 (d) 2022-06-05 ppbi common stock 2,500 $7.87 0 direct
OPTIONS ON PPBI COMMON STOCK 10.44 2020-02-11 deemed execution date 0 ( ) 2023-01-02 ppbi common stock 7,500 $10.44 7,500 direct
OPTIONS ON PPBI COMMON STOCK 15.68 2020-02-11 deemed execution date 0 ( ) 2024-01-02 ppbi common stock 7,500 $15.68 7,500 direct
OPTIONS ON PPBI COMMON STOCK 15.16 2020-02-11 deemed execution date 0 ( ) 2025-01-28 ppbi common stock 7,500 $15.16 7,500 direct
Footnotes
IDfootnote
f1 includes 2,010 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
f2 the option vests in three equal annual installments beginning on 1/05/2012.
f3 the option vests in three equal annual installments beginning on 6/05/2013.
f4 the option vests in three equal annual installments beginning on 1/02/2014.
f5 the option vests in three equal annual installments beginning on 1/02/2015.
f6 the option vests in three equal annual installments beginning on 1/28/2016.
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