| Accession Number: | 0001321732-20-000023 |
| Date: | 2020-02-11 |
| Issuer: | PENUMBRA INC (PEN) |
| Original Submission Date: |
KASSING DON W.
ONE PENUMBRA PLACE
ALAMEDA, CA 94502
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-02-11 | A | 756 | a | $0.00 | 2,009 | direct | ||
| COMMON STOCK | 2020-02-11 | 0 | $0.00 | 8,500 | indirect | f3 |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | restricted stock units vest as to 1/4 on each of march 31, 2020, june 30, 2020, september 30, 2020, and december 31, 2020, subject to mr. kassing's continued service as director through such dates. |
| f2 | a portion of these shares is subject to vesting. |
| f3 | shares are held by the kassing family trust. |
