Form Type: 4

SEC EDGAR Link
Accession Number:0001321732-20-000031
Date:2020-02-11
Issuer: PENUMBRA INC (PEN)
Original Submission Date:

Reporting Person:

WILDER THOMAS
ONE PENUMBRA PLACE
ALAMEDA, CA 94502

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-11 A 756 a $0.00 756 direct
COMMON STOCK 2020-02-11 0 $0.00 3,497 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 restricted stock units vest as to 1/4 on each of march 31, 2020, june 30, 2020, september 30, 2020, and december 31, 2020, subject to mr. wilder's continued service as director through such dates.
f2 a portion of these shares is subject to vesting.
f3 any changes between direct and indirect holdings through the thomas and catharine wilder family trust dated march 31, 2006 are in transactions exempt from section 16 pursuant to rule 16a-13 under the securities exchange act of 1934 as mere changes in form of beneficial ownership.
f4 shares are held by the thomas and catharine wilder family trust dated march 31, 2006.
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