Form Type: 4

SEC EDGAR Link
Acccession Number:0001140361-20-003430
Date:2020-02-12
Issuer: KKR & CO. INC. (KKR)
Original Submission Date:

Reporting Person:

KKR HOLDINGS L.P
C/O KKR & CO. INC.
9 WEST 57TH STREET, 42ND FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
KKR GROUP PARTNERSHIP UNITS 0.0 2020-02-12 deemed execution date J 3,904,074 (d) class a common stock 3,904,074 $0.00 286,477,271 direct
Footnotes
IDfootnote
f1 on february 12, 2020, kkr holdings l.p. distributed 3,904,074 kkr group partnership units (which refers to class a partner interests in kkr group partnership l.p.) along with shares of class c common stock of kkr & co. inc. to certain kkr employees and other persons.
f2 these kkr group partnership units together with shares of class c common stock were exchanged by those employees and other persons for shares of class a common stock of kkr & co. inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in kkr & co. inc.'s prospectus dated september 21, 2011, filed with the securities and exchange commission (the "sec") on september 23, 2011, as amended by a post-effective amendment filed with the sec on july 2, 2018. as a result, kkr & co. inc.'s percentage ownership in kkr group partnership l.p. increased, and kkr holdings l.p.'s percentage ownership in kkr group partnership l.p. decreased.

Elevate your investments