Form Type: 4

SEC EDGAR Link
Acccession Number:0000808450-20-000008
Date:2020-02-13
Issuer: NAVISTAR INTERNATIONAL CORP (NAV)
Original Submission Date:

Reporting Person:

BOND RICHARD E
NAVISTAR INTERNATIONAL CORPORATION
2701 NAVISTAR DRIVE LISLE, IL 60532

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-13 M 414 a $0.00 2,414 direct
COMMON STOCK 2020-02-13 D 414 d $37.19 2,000 direct
COMMON STOCK 2020-02-13 M 523 a $0.00 2,523 direct
COMMON STOCK 2020-02-13 D 523 d $37.19 2,000 direct
COMMON STOCK 2020-02-14 M 606 a $0.00 2,606 direct
COMMON STOCK 2020-02-14 D 606 d $37.28 2,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-02-13 deemed execution date M 414 (d) common stock 414 $0.00 415 direct
RESTRICTED STOCK UNITS 0.0 2020-02-13 deemed execution date M 523 (d) common stock 523 $0.00 1,044 direct
RESTRICTED STOCK UNITS 0.0 2020-02-14 deemed execution date M 606 (d) common stock 606 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit (rsu) represents the right to receive the cash equivalent of navistar's common stock converted on a 1 to 1 basis, unless navistar otherwise elects to settle the rsus in navistar common stock on a 1 to 1 basis.
f2 the number of rsus reported is from a grant of 1,244 shares granted on 2/13/2018 that has been paid in cash as to 415 shares on 2/13/2019 and as to 414 shares on 2/13/2020 and will become payable in cash, unless the corporation elects to settle in shares, as to 415 shares on 2/13/2021.
f3 the number of rsus reported is from a grant of 1,567 shares granted on 2/13/2019 that has been paid in cash as to 523 shares on 2/13/2020 will become payable in cash, unless the corporation elects to settle the rsus in common stock, as to 522 shares on 2/13/2021; and as to 522 shares on 2/13/2022.
f4 the number of rsus reported is from a grant of 1,819 shares granted on 2/14/2017 that has been paid in cash as to 607 shares on 2/14/2018, as to 606 shares on 2/14/2019 and as to 606 shares on 2/14/2020.

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