Accession Number: | 0001420811-20-000029 |
Date: | 2020-02-12 |
Issuer: | ON DECK CAPITAL, INC. (ONDK) |
Original Submission Date: |
BROWN NICHOLAS PETER
C/O ON DECK CAPITAL, INC.
1400 BROADWAY, 25TH FLOOR
NEW YORK, NY 10018
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2020-02-12 | A | 10,831 | a | $0.00 | 166,114 | direct | ||
COMMON STOCK | 2020-02-14 | A | 73,302 | a | $0.00 | 239,416 | direct | ||
COMMON STOCK | 2020-02-15 | F | 1,182 | d | $4.05 | 238,234 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the reported shares were acquired upon the vesting of performance-based restricted stock units granted on february 19, 2019 based on the company's achievements with respect to certain financial performance metrics for the applicable performance period. the reported shares vest in three equal annual installments beginning on february 15, 2020. |
f2 | the reported shares are represented by restricted stock units which vest in four equal annual installments beginning on may 1, 2021. |
f3 | the reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of performance-based restricted stock units. no shares were sold. |