Form Type: 4

SEC EDGAR Link
Acccession Number:0001420811-20-000028
Date:2020-02-12
Issuer: ON DECK CAPITAL, INC. (ONDK)
Original Submission Date:

Reporting Person:

BRAUSE KENNETH A
C/O ON DECK CAPITAL, INC.
1400 BROADWAY, 25TH FLOOR NEW YORK, NY 10018

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-12 A 10,109 a $0.00 146,112 direct
COMMON STOCK 2020-02-14 A 91,627 a $0.00 237,739 direct
COMMON STOCK 2020-02-15 F 1,452 d $4.05 236,287 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reported shares were acquired upon the vesting of performance-based restricted stock units granted on february 19, 2019 based on the company's achievements with respect to certain financial performance metrics for the applicable performance period. the reported shares vest in three equal annual installments beginning on february 15, 2020.
f2 the reported shares are represented by restricted stock units which vest in four equal annual installments beginning on may 1, 2021.
f3 the reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of performance-based restricted stock units. no shares were sold.

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