Form Type: 4

SEC EDGAR Link
Acccession Number:0001415889-20-000375
Date:2020-02-18
Issuer: UBIQUITI INC. (UI)
Original Submission Date:

Reporting Person:

SEGE RONALD
685 THIRD AVENUE, 27TH FLOOR
NEW YORK, NY 10017

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-18 M 1,584 a $10.77 1,584 direct
COMMON STOCK 2020-02-18 S 1,584 d $144.13 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 10.77 2020-02-18 deemed execution date M 1,584 (d) 2022-11-12 common stock 1,584 $10.77 17,424 direct
Footnotes
IDfootnote
f1 includes 539 shares which are held in a constructive trust for eugenia sege pursuant to the terms of a divorce decree dated december 17, 2017.
f2 the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on september 13, 2019. the proceeds from the sale of 539 shares, net of the exercise price, will be provided to eugenia sege pursuant to a constructive trust established under a divorce decree dated december 17, 2017.
f3 1/3 of the shares originally subject to the options became vested on october 4, 2013, and 1/36th of the shares originally subject to the options vested each month thereafter such that all shares were fully vested on october 4, 2015.

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