Accession Number: | 0000899243-20-005475 |
Date: | 2020-02-19 |
Issuer: | NEXPOINT REAL ESTATE FINANCE, INC. (NREF) |
Original Submission Date: |
DONDERO JAMES D
300 CRESCENT COURT, SUITE 700
DALLAS, TX 75201
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2020-02-19 | P | 2,400 | a | $18.98 | 2,400 | indirect | ||
COMMON STOCK | 2020-02-20 | P | 84 | a | $18.91 | 2,484 | indirect | ||
COMMON STOCK | 2020-02-19 | 0 | $0.00 | 123,680 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $18.95 to $18.99, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this form 4. |
f2 | these shares are held by nexpoint real estate strategies fund ("nresf"). the reporting person is a co-portfolio manager of nresf, and may be deemed to be an indirect beneficial owner of shares held by nresf. the reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
f3 | these shares are held by a trust, of which mr. dondero is the beneficiary. mr. dondero disclaims beneficial ownership of such shares. |