Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-20-005475
Date:2020-02-19
Issuer: NEXPOINT REAL ESTATE FINANCE, INC. (NREF)
Original Submission Date:

Reporting Person:

DONDERO JAMES D
300 CRESCENT COURT, SUITE 700
DALLAS, TX 75201

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-19 P 2,400 a $18.98 2,400 indirect
COMMON STOCK 2020-02-20 P 84 a $18.91 2,484 indirect
COMMON STOCK 2020-02-19 0 $0.00 123,680 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $18.95 to $18.99, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this form 4.
f2 these shares are held by nexpoint real estate strategies fund ("nresf"). the reporting person is a co-portfolio manager of nresf, and may be deemed to be an indirect beneficial owner of shares held by nresf. the reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
f3 these shares are held by a trust, of which mr. dondero is the beneficiary. mr. dondero disclaims beneficial ownership of such shares.
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