Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-20-001472
Date:2020-02-19
Issuer: FERRO CORP (FOE)
Original Submission Date:

Reporting Person:

THOMAS PETER T
C/O FERRO CORPORATION
6060 PARKLAND BOULEVARD MAYFIELD HEIGHTS, OH 44124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PERFORMANCE RESTRICTED STOCK UNITS 0.0 2020-02-19 deemed execution date A 114,000 (a) 2022-12-31 common stock 114,000 $0.00 114,000 direct
RESTRICTED STOCK UNITS 0.0 2020-02-19 deemed execution date A 45,600 (a) 2023-02-18 common stock 45,600 $0.00 45,600 direct
STOCK OPTIONS (RIGHT TO BUY) 14.64 2020-02-19 deemed execution date A 190,000 (a) 2030-02-19 common stock 190,000 $14.64 190,000 direct
Footnotes
IDfootnote
f1 performance share units granted as a performance award, vesting based upon degree of achievement of performance goal. at the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. if the final amount is less than 100% of the share units, the balance is forfeited to the company.
f2 restricted share units convert into common stock on a one-to-one basis.
f3 1/3 per year for 3 years beginning on 19-feb-2021
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