Form Type: 4

SEC EDGAR Link
Acccession Number:0000808450-20-000019
Date:2020-02-19
Issuer: NAVISTAR INTERNATIONAL CORP (NAV)
Original Submission Date:

Reporting Person:

LISBOA PERSIO V
NAVISTAR INTERNATIONAL CORPORATION
2701 NAVISTAR DRIVE LISLE, IL 60532

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-19 M 32,895 a $27.24 113,832 direct
COMMON STOCK 2020-02-19 F 27,876 d $37.52 85,956 direct
DEFERRED SHARE UNITS 0 $0.00 2,365 direct
PREMIUM SHARES UNITS 0 $0.00 425 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 27.24 2020-02-19 deemed execution date M 32,895 (d) 2016-12-19 2020-12-19 common stock 32,895 $27.24 0 direct
Footnotes
IDfootnote
f1 the deferred share units were acquired under navistar's executive stock ownership program. each deferred share unit represents one share of navistar common stock.
f2 the premium share units were acquired under navistar's executive stock ownership program. each premium share unit represents one share of navistar common stock.
f3 the option became exercisable, as to 100% of the shares on 2/19/2016, because the average daily closing price of navistar's common stock on any established stock exchange or national market system during any 20 consecutive calendar day period between the grant date, 2/19/2013 and the vest date, 2/19/2016, exceeded $38.

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