Accession Number: | 0001578735-20-000008 |
Date: | 2020-02-20 |
Issuer: | NATIONAL GENERAL HOLDINGS CORP. (NGHC) |
Original Submission Date: |
KARFUNKEL BARRY
C/O NGHC
59 MAIDEN LANE, 38TH FLOOR
NEW YORK, NY 10038
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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RESTRICTED STOCK UNITS | 0.0 | 2020-02-20 | deemed execution date | A | 135,269 (a) | common stock, $.01 par value 135,269 | $0.00 | 135,269 | direct |
ID | footnote |
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f1 | each restricted stock unit represents a contingent right to receive one share of national general holdings corp.'s common stock. |
f2 | on february 20, 2020, mr. karfunkel received restricted stock units representing 135,269 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. as restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. |