Form Type: 4

SEC EDGAR Link
Accession Number:0001578735-20-000008
Date:2020-02-20
Issuer: NATIONAL GENERAL HOLDINGS CORP. (NGHC)
Original Submission Date:

Reporting Person:

KARFUNKEL BARRY
C/O NGHC
59 MAIDEN LANE, 38TH FLOOR NEW YORK, NY 10038

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-02-20 deemed execution date A 135,269 (a) common stock, $.01 par value 135,269 $0.00 135,269 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of national general holdings corp.'s common stock.
f2 on february 20, 2020, mr. karfunkel received restricted stock units representing 135,269 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. as restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
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