Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-007430
Date:2020-02-19
Issuer: BAUSCH HEALTH COMPANIES INC. (BHC)
Original Submission Date:

Reporting Person:

HUMPHRIES WILLIAM D.
400 SOMERSET CORPORATE BOULEVARD
BRIDGEWATER, NJ 08807

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, NO PAR VALUE 2020-02-19 M 20,911 a $0.00 184,776 direct
COMMON STOCK, NO PAR VALUE 2020-02-19 A 105,783 a $0.00 290,559 direct
COMMON STOCK, NO PAR VALUE 2020-02-20 F 56,532 d $26.46 234,027 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED SHARE UNITS 0.0 2020-02-19 deemed execution date M 20,911 (d) common stock 20,911 $0.00 0 direct
Footnotes
IDfootnote
f1 reflects common shares, no par value ("common shares") of bausch health companies inc. (the "company") issued to the reporting person in connection with the vesting of performance-based restricted share units ("psus") granted to the reporting person on january 2, 2017.
f2 on january 2, 2017, the reporting person was granted psus that were distributed on february 19, 2020 following certification of the achievement of certain performance metrics.
f3 each psu converts into common shares on a one-for-one basis.
f4 this number represents common shares withheld to satisfy the tax withholding obligations due upon vesting of psus.
f5 this psu award was previously reported on a form 4 filed on january 4, 2017 with the maximum potential award amount of 41,002 shares. any portion of the award not vested on february 19, 2020 was cancelled as of that date.
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