Accession Number: | 0001127602-20-007430 |
Date: | 2020-02-19 |
Issuer: | BAUSCH HEALTH COMPANIES INC. (BHC) |
Original Submission Date: |
HUMPHRIES WILLIAM D.
400 SOMERSET CORPORATE BOULEVARD
BRIDGEWATER, NJ 08807
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, NO PAR VALUE | 2020-02-19 | M | 20,911 | a | $0.00 | 184,776 | direct | ||
COMMON STOCK, NO PAR VALUE | 2020-02-19 | A | 105,783 | a | $0.00 | 290,559 | direct | ||
COMMON STOCK, NO PAR VALUE | 2020-02-20 | F | 56,532 | d | $26.46 | 234,027 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED SHARE UNITS | 0.0 | 2020-02-19 | deemed execution date | M | 20,911 (d) | common stock 20,911 | $0.00 | 0 | direct |
ID | footnote |
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f1 | reflects common shares, no par value ("common shares") of bausch health companies inc. (the "company") issued to the reporting person in connection with the vesting of performance-based restricted share units ("psus") granted to the reporting person on january 2, 2017. |
f2 | on january 2, 2017, the reporting person was granted psus that were distributed on february 19, 2020 following certification of the achievement of certain performance metrics. |
f3 | each psu converts into common shares on a one-for-one basis. |
f4 | this number represents common shares withheld to satisfy the tax withholding obligations due upon vesting of psus. |
f5 | this psu award was previously reported on a form 4 filed on january 4, 2017 with the maximum potential award amount of 41,002 shares. any portion of the award not vested on february 19, 2020 was cancelled as of that date. |