Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-007664
Date:2020-02-21
Issuer: VOYA FINANCIAL, INC. (VOYA)
Original Submission Date:

Reporting Person:

SILVA KEVIN D
230 PARK AVENUE
NEW YORK, NY 10169

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-21 M 32,677 a $0.00 50,601 direct
COMMON STOCK 2020-02-21 F 15,768 d $63.19 34,833 direct
COMMON STOCK 2020-02-24 S 8,454 d $61.36 26,379 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-02-21 deemed execution date M 10,299 (d) common stock 10,299 $0.00 17,745 direct
PERFORMANCE STOCK UNIT 1.5 2020-02-21 deemed execution date M 14,919 (d) common stock 22,378 $1.50 36,485 direct
PERFORMANCE-BASED STOCK OPTIONS 0.0 2020-02-21 deemed execution date 0 ( ) common stock 158,574 $0.00 158,574 direct
Footnotes
IDfootnote
f1 delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
f2 this transaction was executed in multiple trades at prices ranging from $61.3470 to $61.3750. the price reported represents the weighted average sale price of these trades. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
f3 the restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
f4 the performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
f5 the options vest based on the conditions set forth in their respective agreements.
WhaleWisdom Logo

Elevate your investments