Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-20-013098
Date:2020-02-24
Issuer: CARA THERAPEUTICS, INC. (CARA)
Original Submission Date:

Reporting Person:

MENZAGHI FREDERIQUE PH.D.
C/O CARA THERAPEUTICS, INC.
4 STAMFORD PLAZA, 107 ELM ST, 9TH FLOOR STAMFORD, CT 06902

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-24 A 16,000 a $0.00 79,886 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 16.36 2020-02-24 deemed execution date A 32,000 (a) 2030-02-24 common stock 32,000 $16.36 32,000 direct
Footnotes
IDfootnote
f1 represents the number of shares underlying restricted stock units ("rsus"). each rsu represents the contingent right to receive one share of common stock of the issuer. the rsus vest in three equal annual installments on each of february 24, 2021, february 24, 2022 and february 24, 2023, in each case, subject to the reporting person's continued service (as that term is defined in the issuer's 2014 equity incentive plan) as of each such date.
f2 the shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on march 24, 2020, in each case subject to the reporting person's continued service as of each such date.

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