Form Type: 4

SEC EDGAR Link
Acccession Number:0001209191-20-013111
Date:2020-02-24
Issuer: CARA THERAPEUTICS, INC. (CARA)
Original Submission Date:

Reporting Person:

MAKARA RICHARD
C/O CARA THERAPEUTICS, INC., 107 ELM ST.
4 STAMFORD PLAZA STAMFORD, CT 06902

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 16.36 2020-02-24 deemed execution date A 30,000 (a) 2030-02-24 common stock 30,000 $16.36 30,000 direct
Footnotes
IDfootnote
f1 the shares shall vest and become exercisable in a series of 48 successive equal monthly installments beginning on march 24, 2020, in each case subject to the reporting person's continued service (as that term is defined in the issuer's 2014 equity incentive plan) as of each such date.

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