Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-20-001773
Date:2020-02-24
Issuer: DROPBOX, INC. (DBX)
Original Submission Date:

Reporting Person:

FERDOWSI ARASH
1800 OWENS STREET
SAN FRANCISCO, CA 94158

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-02-24 S 110,867 d $20.83 289,133 indirect f3
CLASS A COMMON STOCK 2020-02-24 S 139,133 d $21.72 150,000 indirect f3
CLASS A COMMON STOCK 2020-02-24 0 $0.00 4,400,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares were sold pursuant to a rule 10b5-1 trading plan entered into by the reporting person.
f2 this transaction was executed in multiple trades at prices ranging from $20.39 to $21.34. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f3 shares held by the arash ferdowsi revocable trust u/a/d 4/20/2012, for which the reporting person serves as trustee.
f4 this transaction was executed in multiple trades at prices ranging from $21.40 to $22.07. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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