Accession Number: | 0001562180-20-001773 |
Date: | 2020-02-24 |
Issuer: | DROPBOX, INC. (DBX) |
Original Submission Date: |
FERDOWSI ARASH
1800 OWENS STREET
SAN FRANCISCO, CA 94158
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2020-02-24 | S | 110,867 | d | $20.83 | 289,133 | indirect | f3 | |
CLASS A COMMON STOCK | 2020-02-24 | S | 139,133 | d | $21.72 | 150,000 | indirect | f3 | |
CLASS A COMMON STOCK | 2020-02-24 | 0 | $0.00 | 4,400,000 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | these shares were sold pursuant to a rule 10b5-1 trading plan entered into by the reporting person. |
f2 | this transaction was executed in multiple trades at prices ranging from $20.39 to $21.34. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f3 | shares held by the arash ferdowsi revocable trust u/a/d 4/20/2012, for which the reporting person serves as trustee. |
f4 | this transaction was executed in multiple trades at prices ranging from $21.40 to $22.07. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |