Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-013912
Date:2020-02-26
Issuer: EXACT SCIENCES CORP (EXAS)
Original Submission Date:

Reporting Person:

ELLIOTT JEFFREY THOMAS
C/O EXACT SCIENCES CORP.
441 CHARMANY DRIVE MADISON, WI 53719

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-26 M 3,436 a $0.00 57,743 direct
COMMON STOCK 2020-02-27 S 1,627 d $80.27 56,116 direct
COMMON STOCK 2020-02-26 0 $0.00 1,147 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-02-26 deemed execution date M 3,436 (d) common stock 3,436 $0.00 10,311 direct
Footnotes
IDfootnote
f1 represents shares of common stock received upon vesting of a restricted stock unit award.
f2 represents shares sold pursuant to a sell-to-cover rule 10b5-1 plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on february 26, 2020.
f3 in addition to the shares of common stock reported on this form 4, which total 57,263 shares, mr. elliott also holds, in the aggregate, an additional 175,260 vested and unvested options to purchase shares of common stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of common stock.
f4 each restricted stock unit represents a contingent right to receive one share of common stock.
f5 represents a restricted stock unit award granted on february 26, 2019 that partially vested on february 26, 2020. the restricted stock units vest in four equal annual installments beginning on february 26, 2020.
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