Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-013960
Date:2020-02-26
Issuer: SEAWORLD ENTERTAINMENT, INC. (SEAS)
Original Submission Date:

Reporting Person:

RIVERA SERGIO
C/O SEAWORLD ENTERTAINMENT, INC.
6240 SEA HARBOR DRIVE ORLANDO, FL 32821

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-26 A 766 a $0.00 38,209 direct
COMMON STOCK 2020-02-26 F 180 d $27.68 38,029 direct
COMMON STOCK 2020-02-26 A 1,851 a $0.00 39,880 direct
COMMON STOCK 2020-02-26 F 250 d $27.68 39,630 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents common stock of the issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the reporting person.
f2 shares withheld by the company for the payment of tax liability incident to the vesting of shares of restricted stock.
f3 these shares represent a restricted stock unit award of which approximately 50% immediately vested. the remainder will vest on the first anniversary date of the grant.
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