Form Type: 4

SEC EDGAR Link
Accession Number:0001578735-20-000023
Date:2020-02-26
Issuer: NATIONAL GENERAL HOLDINGS CORP. (NGHC)
Original Submission Date:

Reporting Person:

WEINER MICHAEL HAL
C/O NGHC
59 MAIDEN LANE, 38TH FLOOR NEW YORK, NY 10038

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $.01 PAR VALUE 2020-02-26 M 10,554 a $0.00 116,773 direct
COMMON STOCK, $.01 PAR VALUE 2020-02-26 F 3,678 d $0.00 113,095 direct
COMMON STOCK, $.01 PAR VALUE 2020-02-26 M 15,873 a $0.00 128,968 direct
COMMON STOCK, $.01 PAR VALUE 2020-02-26 F 5,393 d $0.00 123,575 direct
COMMON STOCK, $.01 PAR VALUE 2020-02-28 M 9,653 a $0.00 133,228 direct
COMMON STOCK, $.01 PAR VALUE 2020-02-28 F 3,280 d $0.00 129,948 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-02-26 deemed execution date M 10,554 (d) common stock, $.01 par value 10,554 $0.00 10,554 direct
RESTRICTED STOCK UNITS 0.0 2020-02-26 deemed execution date M 15,873 (d) common stock, $.01 par value 15,873 $0.00 31,744 direct
RESTRICTED STOCK UNITS 0.0 2020-02-28 deemed execution date M 9,653 (d) common stock, $.01 par value 9,653 $0.00 0 direct
Footnotes
IDfootnote
f1 acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to mr. weiner on february 26, 2018.
f2 disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to mr. weiner on february 26, 2018.
f3 acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to mr. weiner on february 26, 2019.
f4 disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to mr. weiner on february 26, 2019.
f5 acquisition of common stock resulting from vesting of one-third of the restricted stock units granted to mr. weiner on february 28, 2017.
f6 disposition of common stock resulting from the withholding of securities for the payment of tax liability relating to the vesting of one-third of the restricted stock units granted to mr. weiner on february 28, 2017.
f7 each restricted stock unit represents a contingent right to receive one share of national general holdings corp.'s common stock.
f8 on february 26, 2018, mr. weiner received restricted stock units representing 31,662 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. as restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
f9 on february 26, 2019, mr. weiner received restricted stock units representing 47,617 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. as restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
f10 on february 28, 2017, mr. weiner received restricted stock units representing 28,960 shares subject to a three-year vesting schedule, vesting 33 1/3% on the first, second and third anniversaries of the grant date. as restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.
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