Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-20-006640
Date:2020-02-27
Issuer: NATERA, INC. (NTRA)
Original Submission Date:

Reporting Person:

BOTHA ROELOF
C/O SEQUOIA CAPITAL,
2800 SAND HILL ROAD, SUITE 101 MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-02-27 J 676,789 d $0.00 1,353,578 indirect f2
COMMON STOCK 2020-02-28 J 676,789 d $0.00 676,789 indirect f2
COMMON STOCK 2020-02-27 J 72,333 d $0.00 144,666 indirect f2
COMMON STOCK 2020-02-28 J 72,333 d $0.00 72,333 indirect f2
COMMON STOCK 2020-02-27 J 25,324 d $0.00 50,648 indirect f2
COMMON STOCK 2020-02-28 J 25,324 d $0.00 25,324 indirect f2
COMMON STOCK 2020-02-27 J 25,735 a $0.00 1,043,244 indirect
COMMON STOCK 2020-02-28 J 25,775 a $0.00 1,069,019 indirect
COMMON STOCK 2020-02-27 0 $0.00 7,278 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents a distribution of common stock of the issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
f2 sc xii management, llc ("sc xii management") is the general partner of sequoia capital xii, l.p. and sequoia technology partners xii, l.p. and is the managing member of sequoia capital xii principals fund, llc. as a result, sc xii management may be deemed to share voting and dispositive power with respect to the shares held by sequoia capital xii, l.p., sequoia technology partners xii, l.p. and sequoia capital xii principals fund, llc. each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of section 16 or for any other purposes.
f3 represents the receipt of shares of common stock of the issuer by virtue of the pro rata in-kind distributions described in footnote (1) above.
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