Form Type: 4

SEC EDGAR Link
Accession Number:0000904454-20-000267
Date:2020-02-27
Issuer: UNIQURE N.V. (QURE)
Original Submission Date:

Reporting Person:

KAPUSTA MATTHEW C
C/O UNIQURE N.V.
PAASHEUVELWEG 25A AMSTERDAM, P7 11058BP

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2020-02-27 A 33,789 a $0.00 318,542 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 51.81 2020-02-27 deemed execution date A 59,278 (a) 2030-02-27 ordinary shares 59,278 $51.81 59,278 direct
Footnotes
IDfootnote
f1 represents restricted share units granted to the reporting person under the issuer's 2014 share incentive plan, as amended and restated. each restricted share unit represents the contingent right to receive one ordinary share. the restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the reporting person's continued relationship with the issuer through such dates.
f2 the stock option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the reporting person's continued relationship with the issuer through such dates.
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