Form Type: 4

SEC EDGAR Link
Acccession Number:0001243716-20-000006
Date:2020-03-01
Issuer: SYSTEMAX INC (SYX)
Original Submission Date:

Reporting Person:

DOOLEY ROBERT
C/O SYSTEMAX INC.
11 HARBOR PARK DRIVE PORT WASHINGTON, NY 11050

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-01 A 5,000 a $0.00 91,241 direct
COMMON STOCK 2020-03-01 F 1,699 d $0.00 89,542 direct
COMMON STOCK 2020-03-02 A 637 a $16.66 86,241 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares of common stock issued upon vesting ofrestricted stock units in accordance with the terms of a restricted stock unit award originally granted on march 1, 2012 (the "2012 restrictive award").
f2 shares surrendered for payment of tax liability incident to vesting of the 2012 restrictive award.
f3 the reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the systemax inc. employee stock purchase plan ("espp") on march 2, 2020. this transaction is exempt under rule 16b-3(c).
f4 in accordance with the espp, these shares were purchased based on 85% of the closing price of the issuer's common stock on september 3, 2019.
f5 the amount of non-derivative securities beneficially owned following the reported transactions on this form 5 is 86,241, which includes 10,000 unvested restricted stock units that were granted on march 1, 2012 and 76,241 shares of common stock.

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