Accession Number: | 0001209191-20-016176 |
Date: | 2020-03-02 |
Issuer: | PEGASYSTEMS INC (PEGA) |
Original Submission Date: |
STILLWELL KENNETH
C/O PEGASYSTEMS INC
ONE ROGERS STREET
CAMBRIDGE, MA 02142
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-03-02 | M | 142 | a | $0.00 | 10,515 | direct | ||
COMMON STOCK | 2020-03-02 | F | 42 | d | $90.50 | 10,473 | direct | ||
COMMON STOCK | 2020-03-02 | S | 492 | d | $89.59 | 9,981 | direct | ||
COMMON STOCK | 2020-03-02 | S | 408 | d | $90.58 | 9,573 | direct | ||
COMMON STOCK | 2020-03-02 | S | 100 | d | $91.56 | 9,473 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-03-02 | deemed execution date | M | 142 (d) | 2018-03-02 | common stock 142 | $0.00 | 1,137 | direct |
ID | footnote |
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f1 | represents the 5% vesting on march 2, 2020. the original grant was 2,841 restricted stock units, with 20% vesting on march 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
f2 | sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the securities exchange act of 1934, as amended. |
f3 | represents the weighted average sale prices on march 2, 2020, ranging from $89.26 to $90.17. the individual has provided the company, and undertakes to provide to the staff of the securities and exchange commission or any security holder of the company, upon request, full information regarding the number of shares sold at each separate price. |
f4 | represents the weighted average sale prices on march 2, 2020, ranging from $90.46 to $90.80. the individual has provided the company, and undertakes to provide to the staff of the securities and exchange commission or any security holder of the company, upon request, full information regarding the number of shares sold at each separate price. |
f5 | does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
f6 | each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. |
f7 | once vested, the shares of common stock are not subject to expiration. |