Accession Number: | 0001628280-20-002944 |
Date: | 2020-03-03 |
Issuer: | GUARDANT HEALTH, INC. (GH) |
Original Submission Date: |
CLARK IAN T
505 PENOBSCOT DRIVE
REDWOOD CITY, CA 94063
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-03-03 | M | 2,690 | a | $4.18 | 3,992 | direct | ||
COMMON STOCK | 2020-03-03 | S | 2,690 | d | $78.33 | 1,302 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 4.18 | 2020-03-03 | deemed execution date | M | 2,690 (d) | 2027-05-30 | common stock 2,690 | $4.18 | 26,899 | direct |
ID | footnote |
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f1 | these shares were sold under a pre-arranged sales plan pursuant to rule 10b5-1 under the securities exchange act of 1934, as amended. |
f2 | the stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on january 3, 2017. |