Form Type: 4

SEC EDGAR Link
Acccession Number:0001288847-20-000036
Date:2020-03-05
Issuer: FIVE9, INC. (FIVN)
Original Submission Date:

Reporting Person:

BURKLAND DANIEL P.
C/O FIVE9, INC., BISHOP RANCH 8
4000 EXECUTIVE PARKWAY, SUITE 400 SAN RAMON, CA 94583

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-03-05 M 8,242 a $8.13 125,924 direct
COMMON STOCK 2020-03-05 S 3,813 d $72.74 122,111 direct
COMMON STOCK 2020-03-05 S 4,429 d $73.37 117,682 direct
COMMON STOCK 2020-03-05 S 4,390 d $73.11 113,292 direct
COMMON STOCK 2020-03-06 S 1,100 d $69.32 112,192 direct
COMMON STOCK 2020-03-06 S 1,100 d $70.96 111,092 direct
COMMON STOCK 2020-03-06 S 2,418 d $71.80 108,674 direct
COMMON STOCK 2020-03-06 S 900 d $72.70 107,774 direct
COMMON STOCK 2020-03-06 S 200 d $73.40 107,574 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 8.13 2020-03-05 deemed execution date M 8,242 (d) 2026-03-09 common stock 8,242 $8.13 54,592 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on june 13, 2019.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $72.09 to $73.09, inclusive. the reporting person undertakes to provide five9, inc., any security holder of five9, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $73.10 to $73.75, inclusive. the reporting person undertakes to provide five9, inc., any security holder of five9, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f4 the reported sales were to cover taxes upon the vesting of restricted stock units.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $72.93 to $73.34, inclusive. the reporting person undertakes to provide five9, inc., any security holder of five9, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $69.01 to $70.00, inclusive. the reporting person undertakes to provide five9, inc., any security holder of five9, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $70.27 to $71.27, inclusive. the reporting person undertakes to provide five9, inc., any security holder of five9, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $71.29 to $72.29, inclusive. the reporting person undertakes to provide five9, inc., any security holder of five9, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f9 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $72.34 to $73.34, inclusive. the reporting person undertakes to provide five9, inc., any security holder of five9, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f10 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $73.39 to $73.40, inclusive. the reporting person undertakes to provide five9, inc., any security holder of five9, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f11 the option dated march 9, 2016 is fully vested.

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