Accession Number: | 0001375151-20-000022 |
Date: | 2020-03-04 |
Issuer: | ZOGENIX, INC. (ZGNX) |
Original Submission Date: |
FARR STEPHEN J
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500
EMERYVILLE, CA 94608
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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STOCK OPTION (RIGHT TO BUY) | 27.36 | 2020-03-04 | deemed execution date | A | 165,000 (a) | 2030-03-04 | common stock 165,000 | $27.36 | 165,000 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2020-03-04 | deemed execution date | A | 27,500 (a) | common stock 27,500 | $0.00 | 27,500 | direct |
ID | footnote |
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f1 | the option award shall vest in a series of forty-eight (48) successive, equal monthly installments beginning on april 15, 2020, subject to the reporting person's continuous service to the company on the applicable vesting dates. |
f2 | each restricted stock unit represents a contingent right to receive one share of zogenix common stock. |
f3 | the restricted stock units vest in four equal installments on each of march 15, 2021, 2022, 2023 and 2024, subject to the reporting person's continuous service to the company on such vesting date. |
f4 | not applicable. |