Form Type: 4

SEC EDGAR Link
Acccession Number:0001375151-20-000023
Date:2020-03-04
Issuer: ZOGENIX, INC. (ZGNX)
Original Submission Date:

Reporting Person:

FARFEL GAIL M
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500 EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 27.36 2020-03-04 deemed execution date A 35,000 (a) 2030-03-04 common stock 35,000 $27.36 35,000 direct
RESTRICTED STOCK UNITS 0.0 2020-03-04 deemed execution date A 6,000 (a) common stock 6,000 $0.00 6,000 direct
Footnotes
IDfootnote
f1 the option award shall vest in a series of forty-eight (48) successive, equal monthly installments beginning on april 15, 2020, subject to the reporting person's continuous service to the company on the applicable vesting dates.
f2 each restricted stock unit represents a contingent right to receive one share of zogenix common stock.
f3 the restricted stock units vest in four equal installments on each of march 15, 2021, 2022, 2023 and 2024, subject to the reporting person's continuous service to the company on such vesting date.
f4 not applicable.

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