Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-017371
Date:2020-03-05
Issuer: SUNOPTA INC. (STKL)
Original Submission Date:

Reporting Person:

DUCHSCHER ROBERT
7301 OHMS LANE
SUITE 600 EDINA, MN 55439

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2020-03-05 M 2,500 a $0.00 73,845 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-03-05 deemed execution date M 2,500 (d) 2020-03-05 common shares 2,500 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of stkl common stock.
f2 the restricted stock units do not have an expiration date.
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